Introduction

As of its 2022 annual report, the United Kingdom (UK) National Joint Registry (NJR) has recorded over 1.4 million primary knee replacements since its inception in 2002. From these primary procedures, 92,919 knee revision procedures have been recorded in the UK NJR since 2002, 3,746 (4%) of which were for periprosthetic fracture (PPF).1 This would represent an incidence of 0.26% according to the UK NJR, but other large joint registries estimate the rates of PPF around a total knee arthroplasty (TKA) to be just over 1%.2–4

Whilst PPF is a rare complication of arthroplasty, it can have devastating consequences for the patient and presents a complex surgical challenge.5–8 Mortality has been reported as up to 17% at one year post-operatively by Streubel et al. and similar to that after a hip fracture by Bhattacharyya et al.5,6 Beyond mortality, there is significant morbidity after PPF from surgical complications and post-operative decline in knee function. A recent meta-analysis by Shin et al., comparing outcomes after locking compression plate (LCP) against retrograde intramedullary nail (RIMN), reported 24% of patients requiring revision surgery whilst Mardian et al. described only 20% of patients being able to mobilise post-operatively without assistance.9,10

Unfortunately, the surgical challenge of managing distal femoral PPFs is multi-factorial and not easily solved. Central to this clinical conundrum lies the advanced age of this patient cohort, as PPFs are often low-energy fragility fractures in elderly patients, and achieving stable fixation in elderly patients with poor bone stock and fragile bone quality is surgically challenging.4,11–14 Furthermore, with increasing age comes the unavoidable increased likelihood of underlying medical co-morbidities and predisposition to post-operative complications.12–15

LCP and RIMN are both widely accepted surgical fixation techniques for distal femoral PPFs around a TKA, with equivocal complication rates on recent meta-analyses.9,16 Although there is still a need for further high-quality research into both of these techniques, there is even less literature concerning the use of DFR to treat distal femoral PPFs. Interest has been piqued in DFR for the treatment of distal femoral PPFs due to the theoretical advantages of immediate post-operative weight-bearing and lack of dependence on fracture union.17 However, DFR is a far more invasive and extensive operation, with less salvage options should a major complication occur. Wyles et al. reported all-cause revision and any re-operation rates of 27.5% and 46.3% respectively at 10 years post-operatively, when using DFR as either a primary or revision prosthesis for a variety of indications.18 In cases where the femoral component is loose and bone stock is poor, DFR is recommended due to the necessity for revision arthroplasty and the likelihood of non-union with LCP or RIMN. However, in less clinically clear-cut cases, there exists a delicate management equipoise weighing the theoretical advantages and disadvantages of DFR compared to LCP or RIMN. This meta-analysis aims to evaluate the current literature to compare the complication rates and return to pre-operative ambulatory status of DFR and LCP.

Methods

Literature search strategy

This systematic review and meta-analysis was conducted in adherence to Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) checklist.19 Searches were conducted on PubMed/Medline looking at literature published between January 2012 and December 2022. The search terms were as follows: Total knee arthroplasty (All Fields) OR Total knee replacement (MeSH Terms) AND Periprosthetic Fracture (All Fields) OR Peri-prosthetic Fracture (MeSH Terms)'. Articles generated were then screened and excluded in accordance with outlined eligibility criteria by two authors independently.

Eligibility

Inclusion criteria: articles published between 1st January 2012 and 31st December 2022, primary procedures (revision procedures of failed fracture treatment not included), articles of evidence levels I-III and English language texts only. Procedures included were LCP and DFR.

Exclusion criteria: native distal femoral fractures, non-traumatic indications for arthroplasty, case series, reports, letters, conference articles and abstracts, repeated studies and data, cadaveric and animal studies and studies deemed poorly designed and of evidence levels IV-V. Procedures excluded were revision arthroplasty, RIMN, combination fixation strategies (LCP and RIMN hybrids), external fixation and conventional non-locked plating.

Data extraction and analysis

Two of the authors independently extracted data from the included articles and discussions were held for any data disputes. Study details were collated onto a Microsoft Excel 16.64 spreadsheet.

Review Manager 5.3 was used for data analysis. Mean difference and unpaired T-test were used to compare continuous data. Risk difference was used to analyse discrete data. Statistical significance was defined as P < 0.05, with confidence intervals of 95%. Chi squared was used to assess for heterogeneity in the pooled studies, with results represented through I2 . I2 cut offs for defining heterogeneity were as outlined in the Cochrane Handbook for Systematic Reviews of Interventions, 0-40% = low, 30- 60% = moderate, 50-90% = substantial 75%-100 = considerable.20 Results were presented as forest plots.

Outcome measures

The primary outcome measures of this review were post-operative rates of re-operation, infection, mortality and return to pre-operative ambulatory status. Data reporting length of post-operative hospital stay, mean operation duration and patient reported outcome measures (PROMs) were also collected.

Methodological Quality

The methodological index for non-randomized studies (MINORS) criteria was used to score the methodological quality of each study.21

Results

The literature search initially produced 969 articles, which were all screened by reviewing their title and abstract. Exclusions were made in accordance with aforementioned eligibility criteria. 5 articles were included for full text review and subsequently final quantitative analysis. The PRISMA flow diagram is shown below (see Fig. 1). All 5 of the final articles were retrospective cohort studies.

Figure 1
Figure 1.Preferred Reporting Items for Systematic Reviews and Meta-Analysis (PRISMA) flow diagram outlining study inclusion.

Quality Assessment

All included studies were deemed to meet the quality studies as assessed by the MINORS criteria (see Table 1).21–26

Table 1.MINORS criteria for each of the five included studies.
Methodological Items for Non-Randomized Studies (MINORS) Darrith et al., 201922
Gan et al., 201823 Hoellwarth et al., 201724 Ross et al., 202125 Ruder et al., 201626
1. A clearly stated aim 2 2 2 2 2
2. Inclusion of consecutive patients 2 2 2 2 1
3. Prospective collection of data 0 0 0 0 0
4. Endpoints appropriate to the aim of the study 2 2 2 2 2
5. Unbiased assessment of the study endpoint 0 0 0 0 0
6. Follow-up period appropriate to the aim of the study 2 2 2 2 2
7. Loss to follow-up <5% 2 2 2 2 2
8. Prospective calculation of the study size 0 0 0 0 0
9. An adequate control group 2 2 2 2 2
10. Contemporary groups 2 2 2 2 2
11. Baseline equivalence of groups 1 2 2 2 1
12. Adequate statistical analysis 2 2 2 2 2

Study Characteristics

The five included studies reported a total of 345 PPFs. 207 were treated with LCP, 132 with DFR, 5 with RIMN and 1 with a non-locking plate. The latter two treatment modalities (RIMN and non-locking plate) were not included in this meta-analysis leading to a total of 339 PPFs reported in this study. The characteristics of the five included studies (see Table 2), and outcome measures (see Table 3) are shown below.22–26

Table 2.Overview of study characteristics
Study n (by sex) n (LCP vs DFR) Mean age, years ± standard deviation (range in parenthesis) Classification
Darrith et al., 201922 n: 72
63 female
44 LCP
22 DFR
5 RIMN
1 non-locking plate
ORIF: 71.8 ± 10.6
DFR: 75.8 ± 8.4
72 Lewis and Rorabeck II
Gan et al., 201823 n: 15
15 female
8 LCP
7 DFR
LCP: 67.9 ± 8.37 (56-78)
DFR: 76.7 ± 7.78 (63-86)
12 Lewis and Rorabeck II
- 8 treated by LCP
3 Lewis and Rorabeck III
Hoellwarth et al., 201724 n: 140 87 LCP
53 DFR
LCP: 80.0 ± 9.9
DFR: 80.1 ± 7.8
140 OTA-33
Ross et al., 202125
n: 60
48 female
33 LCP
27 DFR
Total: 80.6 ± 9.2 (60-101)
LCP: 81.3 ± 10.5
DFR: 78.8 ± 8.3
40 Su et al. II
- 25 treated by LCP
20 Su et al. III
- 8 treated by LCP
Ruder et al., 201626 n: 58
46 female
35 LCP
23 DFR
Total: 80 (61-95)
LCP: 78 (61-95)
DFR: 83 (69-94)

Indications and contraindications for DFR for treatment of distal femoral PPF

Each of the five studies described similar indications for DFR as a treatment of distal femoral PPF, most commonly significant fracture comminution and insufficient distal bone stock for adequate fixation by LCP.22–26 The indications for DFR as described in each individual study can be found in Table 4. Contraindications for DFR as reported by manufacturers include joint infection, sepsis, osteomyelitis, inadequate soft tissue coverage, osteoporosis, metabolic disorders which may impair bone formation, osteomalacia, distant foci of infections which may spread to the implant site, vascular insufficiency, muscular atrophy, and neuromuscular disease.27,28

Table 3
Table 3.Outcome measures by each study.
Table 4.Reported indications for DFR in distal femoral PPF by study
Study Reported indications for DFR
Darrith et al., 201922 Severe fracture comminution
Poor distal femoral bone quality
Need for immediate post-op weight-bearing
Contralateral lower extremity fracture requiring protected weight-bearing
Patient preference
Gan et al., 201823 Rorabeck and Taylor classification:
Type 3
Or
Type 2 and severe comminution or bone loss precluding fixation
Hoellwarth et al., 201724 Significant fracture comminution
Distal fractures with insufficient bone stock
Ross et al., 202125
Insufficient distal bone stock for adequate fixation
Ruder et al., 201626 Inadequate bone stock
Incompetent collateral ligaments

Re-operation

Figure 2
Figure 2.Forest Plot showing comparison of re-operation rate between DFR and LCP.

M-H = Mantel-Haenszel, CI = Confidence Interval

34 cases (10.0%) of re-operation were reported in a total of 339 patients across five studies comparing DFR and LCP, with low heterogeneity (I2 = 10%). Comparative analysis found no statistically significant difference (see Fig. 2).22–26

Infection

15 cases (4.4%) of infection were reported in a total of 339 patients across five studies comparing DFR and LCP, with low heterogeneity (I2 = 0%). Comparative analysis found no statistically significant difference (see Fig. 3).22–26

Figure 3
Figure 3.Forest Plot showing comparison of infection rate between DFR and LCP.

M-H = Mantel-Haenszel, CI = Confidence Interval

Mortality

66 mortalities (19.5%) were reported in a total of 339 patients across five studies comparing DFR and LCP, with moderate heterogeneity (I2 = 40%). Comparative analysis found no statistically significant difference (see Fig. 4).22–26

Figure 4
Figure 4.Forest Plot showing comparison of mortality rate between DFR and LCP.

M-H = Mantel-Haenszel, CI = Confidence Interval

Return to pre-operative ambulatory status

123 patients (63%) out of a total of 181 patients across three studies, were reported to have returned to their pre-operative ambulatory status post-operatively. These studies demonstrated low heterogeneity (I2 = 28%) and comparative analysis showed no statistically significant difference when comparing DFR and LCP (see Fig. 5).23,24,26

Figure 5
Figure 5.Forest Plot showing comparison of return to pre-operative ambulatory status between DFR and LCP.

M-H = Mantel-Haenszel, CI = Confidence Interval

Discussion

The aim of this meta-analysis was to review the current literature for the role of DFRs in the treatment of distal femoral PPFs over the last decade, particularly comparing the rates of complications to LCP; a more established treatment modality for distal femoral PPFs. This study suggests that the rates of complications following DFR and LCP for distal femoral PPFs, are comparable. This meta-analysis found no statistically significant difference between DFR and LCP in rates of re-operation (6.1% vs 12.1%), infection (3.0% vs 5.3%), mortality (19.7% vs 19/3%), and return to pre-operative ambulatory status (60.9% vs 71.8%) (respectively). These findings are summarised below in Table 4.

Table 4.Incidence of complications for DFR, LCP, and overall cohort
DFR LCP Overall
Re-operation 8/132 (6.1%) 26/207 (12.6%) 34/339 (10.0%)
Infection 4/132 (3.0%) 11/207 (5.3%) 15/339 (4.4%)
Mortality 26/132 (19.7%) 40/207 (19.3%) 66/339 (19.5%)
Return to pre-operative ambulatory status 39/64 (60.9%) 84/117 (71.8%) 123/181 (68.0%)

The results of this meta-analysis support the findings of recent meta-analyses by Quinzi et al. and Wadhwa et al., both of which also reported no significant difference in the complication and re-operation rates of LCP and DFR.29,30 Our analyses showed weak trends towards DFR resulting in fewer re-operations and infections but, perhaps counter-intuitively, more patients returning to their pre-operative ambulatory status post-LCP. Without significant statistical power, no conclusions can be drawn on these faint trends and more quality research is required to elucidate any meaningful results.

The indication and operative strategy for cases requiring re-operation was described in all five studies. Darrith et al. reported six cases requiring re-operation after LCP: three for infection and three for non-union. The three cases of infection were all managed differently: one with two stage LCP exchange; one with two stage revision to DFR; and one with debridement, antibiotics, and implant retention (DAIR) which was unsuccessful, and the infection spread to the ipsilateral total hip replacement causing sepsis and requiring hip disarticulation for source control. One of the cases of aseptic non-union after LCP was caused by plate breakage and required revision arthroplasty whilst the other two cases were managed successfully with revision LCP. Darrith et al. reported three patients requiring re-operation post-DFR: one for infection that was successfully treated with DAIR; and two for patella mal-tracking, one of which was treated with liner exchange and soft tissue release whilst the other required femoral component revision due to malrotation.22

Gan et al. described two cases requiring re-operation after surgery, both of which were after LCP. Both cases required intervention for surgical site infection: one for a deep surgical infection treated with debridement and plate removal and eventually resulting in a malunion; and the other for a septic non-union which was managed with two stage knee fusion.23

Hoellwarth et al. reported twelve cases requiring re-operation: nine after LCP and three after DFR. Of the nine re-operations post-LCP, three were due to surgical infection. Of these three cases, one was managed by revision with blade plate, one by DAIR, and one with knee fusion, the latter of whom eventually died during that admission. The indications for the six non-infected re-operations after LCP were: two for removal of prominent screws, one for fasciotomy due to compartment syndrome, one for evacuation of a haematoma that then became infected and required conversion to DFR, one for post-operative tibial fracture and one for non-union that was subsequently converted to DFR. The three re-operations post-DFR were all for different indications: one for “wound drainage”, one for soft tissue rebalancing to address a fixed flexion deformity, and one for revision of the tibial component due to impending fracture seen on post-operative imaging.24

Ross et al. described seven patients requiring re-operation, all of whom were treated initially with LCP. Five of these re-operations were due to non-union from plate failure; two of which were managed by conversion to DFR and the other three by re-fixation (one with RIMN and two with dual LCPs). The other two causes of re-operation were one case of re-fracture managed by conversion to DFR and one case of deep infection managed by revision TKA.25

Ruder et al. reported four patients requiring re-operation: two following LCP and two after DFR. The two cases of re-operation post-LCP were for malunion and non-union, both of which were revised to DFR. Both cases of re-operation after DFR were for non-healing wounds that were both managed with local muscle flaps and skin grafting.26 Across all five studies, 7 (3.4%) out of the 207 LCPs were eventually revised to DFRs, either for infection or non-/mal-union.22–26

Infection was a relatively rarely reported complication following both DFR and LCP but is associated with significant morbidity, with all reported deep surgical site infections managed surgically, as described above. Apart from the morbidity of re-operation, Darrith et al. reported one case eventually requiring hip disarticulation, Gan et al. described one case of infection resulting in malunion and Hoellwarth et al. reported one case of infection requiring knee fusion and culminating in the death of this patient in the same admission.22–24 Ross et al. and Ruder et al. also each described one case of superficial wound infection, both of which were successfully managed with antibiotics.25,26

Beyond the aforementioned post-operative morbidity, femoral PPFs are also associated with significant mortality.5,6 All five studies reported a mortality rate numerically, but only Gan et al. described all the causes of death in their cohort: one death from end stage renal failure at 18 months post-operatively post-DFR, one unrelated cause of death at 16 months post-operatively post-DFR, and one death from urosepsis at 46 months post-operatively post-LCP.23 Darrith et al. reported two deaths on the day of surgery in their DFR cohort from cardiopulmonary causes in patients with known cardiopulmonary disease, but did not report a cause of mortality for their other cases.22

Whilst analysis of the five included studies showed no statistically significant difference in mortality for patients treated with DFR compared to LCP, two of the studies found age, not treatment modality, to be the most strongly associated variable with poor outcomes.24,26 Hoellwarth et al. reported the mean age of one year survivors was 77 compared to 85 for patients who had died by one year post-operatively.24 Furthermore, Ruder et al. reported patients over the age of 85 to be more likely to lose the ability to ambulate and to live in a skilled nursing facility at one year post-operatively.26

Beyond the scope of the five studies included in this review, there are numerous articles reporting increasing age being a poor predictive factor for morbidity and mortality.31–34 Ricci et al. and Mortazavi et al. both also reported patients over the age of 85 being more likely to lose their ability to ambulate and lose their living independence at one year post-operatively.31,32 With regards to mortality, Mortazavi et al. and Rahman et al. both described younger patients having a lower one-year mortality rate.32,33 In a study by Drew et al., patients who died before final follow-up had a mean age of 84 years compared to 75 years for those still alive at final follow-up.34 Increasing age being associated with higher rates of morbidity and mortality is significant in the context of DFR for distal femoral PPF, as older patients are more likely to have poor bone stock, which (combined with an unstable femoral implant) is the indication for DFR compared to LCP in the treatment of distal femoral PPF. However, this theoretical selection bias has not produced any statistically significant results, as this meta-analysis shows no difference in complication rates when comparing DFR to LCP.

Only three of our five included studies reported on the return of patients to their pre-operative ambulatory status.23,24,26 As previously mentioned, there is a weak trend favouring return to pre-operative ambulatory status after LCP. However, this is the most weakly powered of our analyses and without a statistically significant result at this stage, no conclusion can be made without significant further research. Interestingly, the theoretical benefit of immediate post-operative weight bearing after DFR also did not translate to shorter length of hospital stay, with an overall weighted mean length of stay across all five studies being 6.6 days for DFR and 6.7 days for LCP (p=0.26).22–26

This meta-analysis has several limitations. As discussed above, there is a theoretical selection bias of DFR being more commonly used in older patients. Whilst only Ruder et al. reported patients treated with DFR to be significantly older compared to those treated with LCP, two of the other studies in this analysis did show non-significant trends of patients treated with DFR being older.22,23 Secondly, all five of the studies included in this meta-analysis were retrospective cohort studies and have relatively small numbers of cases, both of which reduce the statistical power of our analyses. Thirdly, we recognise that surgeon preference and local practice will influence choice of treatment modality and thus the number of each procedure performed. Fourthly, our five included studies measured mortality at three different endpoints, so caution should be taken when interpreting this amalgamated analysis. Finally, as mentioned above, data for return to pre-operative ambulatory status and functional outcomes was variably and inconsistently reported, allowing for no significant comparison to be made between DFR and LCP for these measures.

Conclusion

This meta-analysis shows no statistically significant difference in the rates of re-operation, infection, mortality or return to pre-operative ambulatory status when comparing DFR to LCP. At this early stage, the theoretical benefits of DFR over LCP have yet to be demonstrated, but more high-quality research with age and co-morbidity adjustment is necessary to fully evaluate the role of DFRs in the treatment of distal femoral PPFs in the elderly.